ࡱ> NM ZO\pWhite, Sarah J Ba==x<x141<Calibri1?Calibri1h8Cambria1Calibri1 Calibri1Calibri1Calibri1Calibri1Calibri"$"#,##0_);\("$"#,##0\)!"$"#,##0_);[Red]\("$"#,##0\)""$"#,##0.00_);\("$"#,##0.00\)'""$"#,##0.00_);[Red]\("$"#,##0.00\)7*2_("$"* #,##0_);_("$"* \(#,##0\);_("$"* "-"_);_(@_).))_(* #,##0_);_(* \(#,##0\);_(* "-"_);_(@_)?,:_("$"* #,##0.00_);_("$"* \(#,##0.00\);_("$"* "-"??_);_(@_)6+1_(* #,##0.00_);_(* \(#,##0.00\);_(* "-"??_);_(@_)"Yes";"Yes";"No""True";"True";"False""On";"On";"Off"],[$ -2]\ #,##0.00_);[Red]\([$ -2]\ #,##0.00\)                                                                       ff + ) , *     P  P        `            a>    !  !      0 (0   8 8  x  +x  x  0   p  x@ @   *8 x@ @   *8  +x@ @  (8@ !)x@ @  !(8 !(x@ @ . (8 !(x@ @  !)x@ @ . "(x@ @ .  +x!@ @  (8 !)x!@ @  !(x!@ @ . !(x!@ @  ||a3xc}-} 00_)}-} 00_)}-} 00_)}-} 00_)}-} 00_)}-} 00_)}-} 00_)}-} 00_)}-} 00_)}-}  00_)}-}  00_)}-}  00_)}-}  00_)}-}  00_)}-} 00_)}-} 00_)}A} 00_)ef[$ -}A} 00_)ef[$ -}A} 00_)ef[$ -}A} 00_)ef[$ -}A} 00_)ef[$ -}A} 00_)ef [$ -}A} 00_)L[$ -}A} 00_)L[$ -}A} 00_)L[$ -}A} 00_)L[$ -}A} 00_)L[$ -}A} 00_)L [$ -}A} 00_)23[$ -}A} 00_)23[$ -}A} 00_)23[$ -}A} 00_)23[$ -}A}  00_)23[$ -}A}! 00_)23 [$ -}A}" 00_)[$ -}A}# 00_)[$ -}A}$ 00_)[$ -}A}% 00_)[$ -}A}& 00_)[$ -}A}' 00_) [$ -}A}( 00_)[$ -}}) }00_)[$ -##0.  }}* 00_)[$ -???##0.??? ??? ???}-}/ 00_)}A}0 a00_)[$ -}A}1 00_)[$ -}A}2 00_)?[$ -}A}3 00_)23[$ -}-}4 00_)}}5 ??v00_)̙[$ -##0.  }A}6 }00_)[$ -}A}7 e00_)[$ -}x}800_)[$##  }}9 ???00_)[$???## ???  ??? ???}-}; 00_)}U}< 00_)[$## }-}= 00_)}-}B 00_)}-}D 00_)}-}E 00_)}-}F 00_)}-}L 00_)}-}M 00_)}A}N 00_)[$}}Q}}R}(}Sef00_)}-}U_)}}V}-}Wef_)}-}X f_)}-}Yef_)}-}Zef_)}-}[ef_)}(}\eff_)}-}^_)}-}_ef_)}-}`ef_) 20% - Accent1M 20% - Accent1 ef % 20% - Accent2M" 20% - Accent2 ef % 20% - Accent3M& 20% - Accent3 ef % 20% - Accent4M* 20% - Accent4 ef % 20% - Accent5M. 20% - Accent5 ef % 20% - Accent6M2 20% - Accent6  ef % 40% - Accent1M 40% - Accent1 L % 40% - Accent2M# 40% - Accent2 L渷 % 40% - Accent3M' 40% - Accent3 L % 40% - Accent4M+ 40% - Accent4 L % 40% - Accent5M/ 40% - Accent5 L % 40% - Accent6M3 40% - Accent6  Lմ % 60% - Accent1M 60% - Accent1 23 % 60% - Accent2M$ 60% - Accent2 23ږ % 60% - Accent3M( 60% - Accent3 23כ % 60% - Accent4M, 60% - Accent4 23 % 60% - Accent5M0 60% - Accent5 23 %! 60% - Accent6M4 60% - Accent6  23 % "Accent1AAccent1 O % #Accent2A!Accent2 PM % $Accent3A%Accent3 Y % %Accent4A)Accent4 d % &Accent5A-Accent5 K % 'Accent6A1Accent6  F %(Bad9Bad  %) Calculation Calculation  }% * Check Cell Check Cell  %????????? ???+ Comma,( Comma [0]-&Currency.. Currency [0]/Explanatory TextG5Explanatory Text % 0Good;Good  a%1 Heading 1G Heading 1 I}%O2 Heading 2G Heading 2 I}%?3 Heading 3G Heading 3 I}%234 Heading 49 Heading 4 I}% 5InputuInput ̙ ??v% 6 Linked CellK Linked Cell }% 7NeutralANeutral  e%3Normal % 8Noteb Note   9OutputwOutput  ???%????????? ???:$Percent ;Title1Title I}% <TotalMTotal %OO= Warning Text? Warning Text %XTableStyleMedium9PivotStyleLight16`/OSheet1|vSheet2 xSheet38f^fH( @ZR*3 A@@  9RQ%Operates in a competitive environmentSubrecipient required to certify that work is completed in accordance with the terms and conditions of the award and Federal rules and regulationsZHas its performance measured against whether the objectives of the Federal program are metGHas performance measured against quality of goods or services delivered0Has a Principal Investigator or Project Director3Only accountable if agreement is cost reimbursementvs. ConsultantUsually a fixed price agreement?The deliverables provided are necessary to conduct the research3Only accountable it agreement is cost reimbursementfFinancial assistance not provided; entity is paid negotiated amount [fixed price/fixed fee agreements]Ownership of IPEffort CertificationInvoice formatF&ANeed for consultant typically identified in the proposal; addition of an consultant after the award is made may require sponsor approval if it entails a change in scope0F&A recovery on full amount of purchased servicePublication unlikely3Publication encouraged as part of the collaborationAgreement is with A business&An individual with a specialized skill4May have a project manage/ typically no specified PIHas responsibility to adhere to applicable Federal program compliance requirements [i.e. flow down of prime award terms and conditions]$Performance is based on deliverables+No audit clause/depending upon prime award +Payment based on a schedule of deliverablesIndividual provides specialized service to many different purchasers (individual may consult/advice or provide a unique service but they are not part of the programmatic decision making)TShared ownership of intellectual property created during the conduct of the research"PI/PD or Service Provider/ Seller*Agreement refers to project specificationsEAgreement includes a very specific statement of work and deliverablesSponsor Approval RequiredPerformance measure?Subject to incorporation of Terms and conditions in prime awardo Responsibility to adhere to Federal program compliance [i.e. human subject or animal protocol may be required] Publication Entity is identified in proposal Payment termsAccountabilityProgrammatic Responsibility%No ownership of Intellectual PropertySponsor approval may be required for purchases not identified in award budget if they are more than a 10-25% of the total award|Business which generally provides standard goods and services within normal business operations to many different purchasersContractor CharacteristicsOVendor generally not required to certify effort/ although Davis Bacon may applyPurchase Order/ProcurementThe subrecipient is identified in proposal; prior approval is typically required to add a subcontractor if added after the award is issued. Sample invoice incorporated into subcontract.Competitive Bid or Sole SourceIs not subject to the compliance requirements of the Federal program such as effort reporting, budgeting and allowability rulesGenerally vendor not identified in proposal; unless for equipment costing more than $25,000 then either sole source or competitive bid documentation for cost must be availableGenerally the need for the Consultant is identified in the proposal/ sole source or competitive bid justification must be on fileSells to many or a collaboratorbGenerally provides goods and services that are ancillary to the operation of the sponsored project&PO/Contract does not have audit clauseTypically an individual with a specialized skill/ not a PI may be considered an Investigator depending upon the service providedSubcontractor/Subrecipient;Contractual Mechanism [cost reimbursement vs. fixed price]In many cases the consultant is the sole source capable of performing the required service/the service is the consultant's business~Generally provides a portion of the sponsored award because an intellectual contribution or a programmatic nature is required BPrior approval is required per sponsor guideline accepted by primeDetermines how to use the financial support (funding) provided by the subagreement: most typically a cost reimbursement agreement; less often a fixed price agreement are to be expendedcIs fiscally responsible for expending funds awarded to them to accomplish their scope of work (SoW)BThe deliverables provided are central to the prime award's purposenAn entity usually a University or academically focused institution (.e.e Medical Center or Research Institute)Agreement refers to scope of work and references prime award/level of effort is identified for the key personnel and a line item budget is specifiedcIn many cases the subrecipient is the sole source of the deliverable/typically an non-profit entitylOSP issues a subcontract with flow down of terms in prime award: research collaboration detailed in proposal0Subrecipient is subject to audit under 2 CRF 200/F&A recovery by UTHSC only on the first $25,000=Procurement issues a PO which includes 2 CFR 200 Attachment AkUTHSC procurement issues a Purchased Service Agreement with A-110 addendum, For PSA paid from federal fundsInvoices may be in subrecipient's formant but must containing UTHSC's specified content and level of detail. Sample invoice incorporated into subcontract.Sample invoice incorporated into subcontract.BUTHSC entity initiating procurement/purchase/agreement/subcontractSubject to 2 CFR 200XWork-made-for-hire: UTHSC owns any IP created/explicit terms incorporated to this effectjGenerally publication is not likely/UTHSC PI review is stipulated/ Agreement stipulates work made for hire6Invoices are in the vendor's format not UTHSC's format-Invoices are required to be in UTHSC's format{If procurement is for a piece of equipment no F&A; other purchases F&A is recovered by UTHSC on the full amount of purchaseZF7 &9i:/<>O?A "E mH34KMccB ZO am  dMbP?_*+%,&C&"Times New Roman,Bold Italic"&24Characteristics of a Vendor (Purchase Order/Professional Services Agreement) vs. Subcontract&?'?(?)?MCanon iR-ADV 4045/4051 UFR IIF odXLegalCanonZ` Canon iR-ADV 4045/4051 UFR IIddd      d d d d dd    dd@@d  d  d dd d""eddd      !"#$%&'()*+,-./0123456789:;<=>?@ABCDEd"    @  !"#$%&'()*+,-d.d/d0123456789:;<=>?@ABCDEFGHIJKLMNO"PQRd     d !"#$%&d!dddd!      d  ddd@8 o 22= o 22= AXd2 Arial\CNZ005.ICC\CNZ005.ICC\CNZ005.ICCCONFIDENTIALCONFIDENTIALHArialDefault Settings X A     #$%&"+XX333333?333333?&<3U} ?I} $ } ;M} m F} m8B}  F} @C  e@ 9@ X @ f@ @ @ X T@ X X @ (@ G@ @ @ V@  (@ @  w h h h ; ; h h h h , O-P Q9 R Q/ R Q ST UAV WX Y SJT UDV WGX YH S5T U<V Z,X Y> S T UV W*X YL? ST UV WX Y8? S:T UBV WX Y ? S%T UV WX YM? S'T U>V W X Y? S( T U? V [ X Y  ? S1 T UC V W X Y; ? S) T U@ V W6 X Y  ? S# T U V W2 X Y$ ? S" T U V W X Y @ SKT UEV W7X Y@ S T UV W.X Y@ ST UIV WNX YO> S&T U0V W3X Y4? S!T U=V W+X Y? \] ^FV _PX `?JENEEG?KENEEG?ELEDH?ELEDH?ELEDHAELEDH>ELEDH?ELEDH?ELEDH?ELEDH?ELEDHBr X^VV`````````````````((&&&&&&&&)(   ) XPTG^J~Right Brace 1#"@PK![Content_Types].xmlJ0*miG]`Hm6 Xwt?. g#Wi3E).+7 >ON ޑ1ˋz "+R RhB.} /<^ITխ%rHK4uK~I0xM e`|X}đ I`߽N4aG2$RKIZ)4(M9`ctB{m:f@`3n|O,ܗr޾jxR0T ,0@}WBLǬ5vPK!gHdrs/shapexml.xmlUn0?'ZA{)i>H[(E $aP E865#{fk9j ݦMU]A~S<SFwOKX![{e8 s؆yxi:M\k^=hB/MҚ&QeJp px. Zs,{s861/FyslgqKW|y]Kƭ)(%^t^7c}xj7g㰱 SYֻ'qA2 S|a0mwali$]A(gJNdtOsrpgt6SW[7a&EBڠ ʂ4pʼnsDV@Vg"ʒSe Z XY+a鿁{< .Dojm[n\FbC T@¬]s#|Ien)^ ,ZmSs-0N_{ml ]me[Cw!S?m/V٪6`Cy_o{E ?PK!!$drs/downrev.xml\_O0M5HN YL> }+['-;A|s{:!;i]m4"ufZ^g# h L'cfWr`vPy)uY%p=gJx{ W }F5nV>T2{O?/.ׂ͛M-֋2s~}&@l l?nvɌǸǜC6Wyi9`?lMa&Yelw.QĚL1^c, X#`a8@ӿAq7PK-![Content_Types].xmlPK-!1_a ._rels/.relsPK-!gH)drs/shapexml.xmlPK-!!$drs/downrev.xmlPKNov])` "><dd7ggD ZO w  dMbP?_*+%,&ffffff?'ffffff?(?)?",333333?333333?&<3U>@7ggD ZO y  dMbP?_*+%,&ffffff?'ffffff?(?)?",333333?333333?&<3U>@7ggD Oh+'0HPl swhite82@uthsc.eduWhite, Sarah JMicrosoft Excel@h)@g@i3 ՜.+,0 PXt | Emory University Sheet1Sheet2Sheet3  Worksheets  !"#$%&'()*+,-./0123456789:;<>?@ABCDFGHIJKLRoot Entry FWorkbookySummaryInformation(=DocumentSummaryInformation8E